A leading investment banking group is looking for Internal IT Auditor. Competitive salary, challenging tasks, multi-national environment with global presence.
Investment Banking domain knowledge & experience is essential (broker/dealer activities, securities operations, asset management)! Big 4 candidates are welcome. Information Security background in an investment bank is a big advantage.
JOB PURPOSE: Conduct internal audits according to the year plan. Perform internal control environment review, risk assessment, testing of existing controls, reporting for both Information Technology and business audits. Act as an independent consultant to Front Office (FO) and Business Support Groups (BSG) on technology risks.
MAJOR RESPONSIBILITIES:
Position Summary
Internal auditing is an independent, objective assurance and consulting activity designed to add value and improve Firm's operation. It helps the Firm accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes.
IT Auditor is responsible for performing individual technology audit projects, as part of the total internal audit plan, as well as taking part in the business audits as a technology expert. This responsibility includes developing scope of the internal audit review, performing internal audit procedures, and preparing internal audit reports for the firm’s executives reflecting the results of the work performed. Work performed will include coverage of functional and operating units, focusing on IT:
1. IT general controls review;
2. Application controls review;
3. Information security assessment;
4. IT infrastructure review;
5. Technology processes assessment.
Additionally, the IT Auditor performs follow-up on the status of outstanding internal audit issues and provides support to the senior auditors.
Required Qualifications
ESSENTIAL
• University degree. Total of 3-5 years working experience, preferably within multi-national banking environment;
• Solid technology background and/or excellent understanding of the key technology areas such as application development and support, infrastructure, networking, business analysis;
• Strong Information Security knowledge & working experience (access control, data protection, physical security, processes and procedures etc.)
• Must demonstrate strong knowledge in the investment banking domain with broker/dealer activities being the main focus;
• Securities operations, trading infrastructure and regulatory knowledge is a strong plus;
• Understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes/areas/functions;
• Strong business processes analysis and documentation experience (BPMN, Visio);
DESIRABLE
• 2-3 years of recent audit experience;
• Big 4 experience is a plus;
• Knowledge of industry standards and best practices e.g. COSO, CobiT, ITIL, ISO 27001, BS 25999, ISACA’s;
• Additional qualifications in Economics is a plus.
Competencies
• Ability to work independently, with limited required direction and guidance;
• Excellent verbal and written communication skills to effectively communicate with peers and management;
• Advanced English is a must (oral and written);
• Strong team player;
• Strong time management skills;
• Demonstrated strength in analytical skills required.
Please get in touch with me via this forum (PM or email) if you're interested
Investment Banking domain knowledge & experience is essential (broker/dealer activities, securities operations, asset management)! Big 4 candidates are welcome. Information Security background in an investment bank is a big advantage.
POSITION DESCRIPTION
JOB PURPOSE: Conduct internal audits according to the year plan. Perform internal control environment review, risk assessment, testing of existing controls, reporting for both Information Technology and business audits. Act as an independent consultant to Front Office (FO) and Business Support Groups (BSG) on technology risks.
MAJOR RESPONSIBILITIES:
- To ensure the company’s business objectives are met by constantly reviewing and improving control framework;
Conduct routine audit work – audit planning, risk assessment, control environment review, testing, reporting and issues follow-up;
Provide independent information security processes assessment;
Take part in business audits as a technology expert;
Business and BSG consultancy in terms of technology-related risks and controls.
Position Summary
Internal auditing is an independent, objective assurance and consulting activity designed to add value and improve Firm's operation. It helps the Firm accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes.
IT Auditor is responsible for performing individual technology audit projects, as part of the total internal audit plan, as well as taking part in the business audits as a technology expert. This responsibility includes developing scope of the internal audit review, performing internal audit procedures, and preparing internal audit reports for the firm’s executives reflecting the results of the work performed. Work performed will include coverage of functional and operating units, focusing on IT:
1. IT general controls review;
2. Application controls review;
3. Information security assessment;
4. IT infrastructure review;
5. Technology processes assessment.
Additionally, the IT Auditor performs follow-up on the status of outstanding internal audit issues and provides support to the senior auditors.
Required Qualifications
ESSENTIAL
• University degree. Total of 3-5 years working experience, preferably within multi-national banking environment;
• Solid technology background and/or excellent understanding of the key technology areas such as application development and support, infrastructure, networking, business analysis;
• Strong Information Security knowledge & working experience (access control, data protection, physical security, processes and procedures etc.)
• Must demonstrate strong knowledge in the investment banking domain with broker/dealer activities being the main focus;
• Securities operations, trading infrastructure and regulatory knowledge is a strong plus;
• Understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes/areas/functions;
• Strong business processes analysis and documentation experience (BPMN, Visio);
DESIRABLE
• 2-3 years of recent audit experience;
• Big 4 experience is a plus;
• Knowledge of industry standards and best practices e.g. COSO, CobiT, ITIL, ISO 27001, BS 25999, ISACA’s;
• Additional qualifications in Economics is a plus.
Competencies
• Ability to work independently, with limited required direction and guidance;
• Excellent verbal and written communication skills to effectively communicate with peers and management;
• Advanced English is a must (oral and written);
• Strong team player;
• Strong time management skills;
• Demonstrated strength in analytical skills required.
Please get in touch with me via this forum (PM or email) if you're interested